Angel Oak Financial Services, LLC is committed to maintaining the confidentiality, integrity and security of personal information that is entrusted to us.
The categories of nonpublic information that we collect from you may include information about your personal finances, information about your health to the extent that it is needed for the financial planning process, information about transactions between you and third parties, and information from consumer reporting agencies, e.g. credit reports. We use this information to help you meet your personal financial goals.
With your permission, we disclose limited information to attorneys, accountants, and mortgage lenders with whom you have established a relationship. You may opt out from our sharing of information with these non-affiliated third parties by notifying us at any time by telephone, mail, fax, email or in person. With your permission, we share a limited amount of information about you with your brokerage firm in order to execute securities transactions on your behalf.
We maintain a secure office to ensure that your information is not placed at unreasonable risk. We employ a firewall barrier, secure data encryption and transmission techniques and authentication procedures in our computer environment.
We do not provide your personal information to mailing list vendors or solicitors.
We require strict confidentiality in our agreements with unaffiliated third parties that require access to your personal information, including financial service companies, consultants and auditors. Federal and state securities regulators may review our Company records and your personal records as permitted by law.
Personally identifiable information about you will be maintained while you are a client and for the period thereafter that federal and state securities record retention laws require. After that time, information may be destroyed.
Angel Oak Financial Services, LLC (AOF) is a New Jersey registered investment advisory firm located in Montvale, NJ. AOF is in compliance with the current registration requirements imposed upon state registered investment advisers in which AOF maintains clients. AOF may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. AOF’s website is limited to the dissemination of general information pertaining to its investment advisory and financial planning services. Accordingly, AOF does not, and will not, effect or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by AF with a prospective client shall be conducted by a AOF representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of AOF, please contact the state securities law administrators for those states in which AOF is required to maintain a registration.